Banking Regulatory Risk Manager

Strengthen regulatory risk controls at Haventree Bank through compliance assessments, policy development, and regulatory change management. Apply Canadian banking expertise.

This Regulatory Compliance Manager supports a federally regulated Schedule I bank’s compliance program. Reporting to the Senior Manager, Regulatory Compliance, the position enhances the RCM framework across alternative mortgage, GIC, and digital banking activities. It combines regulatory research, business advisory support, and control oversight to address applicable requirements and industry codes.

Key Responsibilities:

• Conduct regulatory risk and control assessments across business activities
• Coordinate business-unit reviews and compliance requirement sign-offs
• Track regulatory changes, action plans, breaches, and control issues
• Advise on policies, systems, controls, and escalation processes
• Prepare change-management materials and annual RCM reviews

Requirements:

• Four to five years’ financial services or retail banking experience
• Compliance, audit, or internal control experience preferred
• Strong knowledge of OSFI, FINTRAC, CDIC, and FCAC guidance
• Understanding of deposit-taking and mortgage product compliance
• Professional skepticism, curiosity, and complex problem-solving ability

Bring regulatory risk judgment and control expertise to improve compliance practices across Haventree Bank’s evolving financial services platform.