IT & Software

Broker-Dealer Finance Analyst: Regulatory Reporting & Automation

TD Securities

Belfast City District · Northern Ireland · United Kingdom

TD Securities is seeking an Analyst in Finance Accounting - Broker Dealer Regulatory Reporting in Belfast, UK. You will support the US Regulatory team with daily SEC Rule 15c3-3 Customer Protection, as well as assist with FOCUS and Net capital needs, engaging with senior management and external auditors.

The role involves collaboration across Operations, Product Control, and Compliance, with opportunities to automate and improve reporting controls, and support ongoing regulatory initiatives

#J-18808-Ljbffr

Reference: WJ-766_22269696

Apply now

Continue on the employer's official application - the same link they use for every candidate.

More jobs

Find more on GigBlows

This role is listed on GigBlows for discovery and search. Hiring decisions and applications are handled by the employer or their chosen application system.