Broker-Dealer Finance Analyst: Regulatory Reporting & Automation
TD Securities
TD Securities is seeking an Analyst in Finance Accounting - Broker Dealer Regulatory Reporting in Belfast, UK. You will support the US Regulatory team with daily SEC Rule 15c3-3 Customer Protection, as well as assist with FOCUS and Net capital needs, engaging with senior management and external auditors.
The role involves collaboration across Operations, Product Control, and Compliance, with opportunities to automate and improve reporting controls, and support ongoing regulatory initiatives
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