Client Onboarding KYC (ETC exp Essential)

In this role you will support the onboarding of clients within a global broking environment, focusing on KYC/AML compliance. You will work closely with sales, management and clients to gather and verify documentation, ensuring accurate data and timely application packs. You will help resolve account queries, support AML/Credit/Risk reviews, and contribute to project work. This position offers front-line exposure to regulatory processes in a fast-paced financial markets setting and requires proactive, detail-oriented collaboration.

• Forensic review of client documentation under FCA KYC/AML rules
• Prepare client application packs for AML, Compliance, Credit and Risk reviews
• Support management on client applications and documentation requirements
• Liaise with sales teams to resolve account application questions
• Liaise with clients to resolve account application questions
• Create and maintain accurate client information and static data in internal systems
• Assist with project work as required
• Perform other duties as assigned

• Five years KYC/AML experience in financial markets
• Experience onboarding Clearing and Execution clients in exchange-traded futures and options (highly preferred)
• Two years progressive experience with industry rules and regulations
• Ability to use internal and external systems; DOCS system useful
• Effective written and verbal communication
• Self-motivated, organized, and able to meet deadlines
• Strong analytical and organizational skills
• Bachelor’s Degree in Business or equivalent industry experience

• strong communication
• team player
• self-motivated
• organized
• DOCS system
• internal and external systems