Compliance Auditor — Flexible, 9-Month Regulatory Audit

Financial and Consumer Affairs Authority of Saskatchewan (FCAA) is seeking a motivated Compliance Auditor for a 9-month term. You will audit provincial exempt market dealers, portfolio managers and investment fund manager firms, and develop regulatory activities including risk assessments and audit programs to ensure compliance with securities laws.

You will communicate findings to registrants, monitor corrective actions, and participate in CSA policy committees related to compliance while