Director/ED, Treasury

Title: Director/ED, Treasury

Office Status: Hybrid - New York, NY

Base Salary: 250k to 300k base

If you would like to know a bit more about this opportunity, or are considering applying, then please read the following job information.

Job Description: Treasury / Liquidity Management

Overview

We are seeking an experienced Treasury professional to join a growing financial services organization and play a key role in managing liquidity, funding, and balance sheet activities across its broker-dealer platform. This is a highly hands-on role focused on the day-to-day management of liquidity while also providing a strategic perspective as the business continues to grow, execute larger transactions, and expand its underwriting activities.

The ideal candidate will come from a boutique or middle-market broker-dealer/investment bank where they have operated in a lean environment and gained broad exposure across Treasury, funding, liquidity, settlement, and balance sheet management.

Key Responsibilities

• Manage and monitor daily liquidity and cash requirements across the broker-dealer.
• Oversee short-term funding activities, including day loans and other borrowing arrangements.
• Manage and develop relationships with banks, lenders, and other funding counterparties.
• Support secured funding facilities and evaluate funding needs across the organization.
• Monitor liquidity requirements associated with equity and fixed-income underwriting activity.
• Partner closely with Operations, Finance, Regulatory Reporting, and Sales & Trading teams.
• Understand settlement activity and its impact on daily liquidity and funding requirements.
• Monitor the balance sheet and proactively identify potential liquidity constraints.
• Understand the impact of business activity on broker-dealer net capital requirements.
• Work closely with the team responsible for monitoring daily regulatory capital.
• Provide strategic insight around liquidity management as the organization takes on larger and more complex transactions.
• Help strengthen and further develop the firm’s Treasury and liquidity-management infrastructure.

Requirements:

• Significant Treasury, liquidity management, or funding experience within a broker-dealer, investment bank, or similar financial institution.
• Strong understanding of broker-dealer balance sheet and liquidity management.
• Experience with short-term borrowing, day loans, secured funding, and bank counterparties.
• Familiarity with equity and/or fixed-income underwriting and settlement processes.
• Working knowledge of SEC Rule 15c3-1 and broker-dealer net capital requirements.
• Ability to understand how underwriting and settlement activity impacts liquidity and regulatory capital.
• Strong preference for candidates who have worked within boutique with lean infrastructure.
• Comfortable operating both strategically and at a highly hands-on level. xhqgsiq
• Strong communication skills with the ability to partner across Finance, Operations, Risk, and senior leadership.