Global Head KYC Onboarding

Date: 28 Apr 2023
Sector: FINANCIAL MARKETS
Type: Permanent
Location: London
Salary: 90000 - per annum
Email:
Ref: DB

Our client is looking for an Global Head of KYC Onboarding Supervisor to manage and oversea a team and ensure all efforts are aligned and focused on delivering quality throughput of files resulting on complete and timely onboarding of clients.

This role is working for a Global Institutional Brokers, Onboarding Banks, Hedge funds, Trading Firms and other Financial Institutions.

Accountabilities

• Processing client cases and acting as SME escalation within Onboarding team
• Approval of low and medium risk accounts
• Supervise the customer on-boarding team, primarily focused on London Head Office:
• Capacity management, including prioritisation
• Coaching and supporting your team including performance management
• Complete file reviews (KYC, account opening documentation, admin) and sign off Low and Medium risk accounts
• Ensuring files are compliant with appropriate regulation and in line with firm’s policies
• Ensure that appropriate client documentation is issued to all new customers and in accordance with local regulatory and any exchange requirements
• Acting as point of escalation for the onboarding teamEnsure that complete records of all customer documentation are maintained
• Timely escalation issues/developments
• Facilitating quality assurance feedback sessions with Financial Crime team
• Assist with the implementation of changes within the department (regulatory, operational) and always endeavour to streamline processes and procedures for a better client experience

Essential:Skills & Experienced Required
Direct line management experience of 1 years+ (global) of onboarding teams
Managed teams through transitions
KYC experience of 5 years+
Onboarding experience of 5 years+
Work collaboratively in high pressure environment