IT & Software

Head of Underwriting Control Framework

Davies

London · Greater London · United Kingdom

Overview

In this role you lead the design, implementation, and ongoing maintenance of Asta’s Underwriting Control Framework to ensure managed syndicates operate within a robust, compliant structure. You own key UCF documentation, oversee controls and LOAs, and support Lloyd’s governance expectations while promoting a transparent underwriting environment. You will partner with governance forums and cross-functional teams to address issues and strengthen controls. This is a leadership role shaping underwriting governance and risk management at scale.

Pay / Benefits
  • Reward platform – discounts for over 800 retailers
  • 25 days holiday (rising with service)
  • Well-being centre
  • Recognition programme
  • Paid fertility appointments
  • Pension - matched contribution at 5%05? (text says 5%)
Responsibilities
  • Oversee and maintain the Underwriting Control Framework (UCF) for managed syndicates
  • Review underwriting governance documentation including Syndicate Protocols and Underwriting Guidelines and other UCF documents
  • Manage and oversee LOA issuance
  • Provide updates to Head of Underwriting Oversight on syndicate control matters and key actions
  • Escalate UCF issues into Asta governance forums (AWG, SB, etc.)
  • Oversee underwriting compliance activities including exception reporting
  • Analyze and enhance control-related management information (MI)
  • Ensure adherence to Lloyd’s Principle 1 and internal underwriting governance processes
  • Lead team development, people management, and training in the Underwriting Controls function
Key requirements
  • Strong knowledge of the Lloyd's market and syndicate operations
  • Experience in underwriting governance, oversight, or operations
  • Deep understanding of UCFs and governance structures
  • Experience reviewing and maintaining Syndicate Protocols, Underwriting Guidelines, and LOAs
  • Knowledge of underwriting authorities and controls
  • Solid grasp of Lloyd's Principle 1 and underwriting governance expectations
  • Experience with compliance activities, controls testing, and exception management
  • Ability to identify control weaknesses, governance gaps, and operational risks; capable of leading escalation processes
  • Strong stakeholder management; client-focused yet disciplined and thorough
  • ACII / Cert CII qualification (beneficial)
  • Stakeholder management
  • Pragmatic and client-focused
  • Disciplined and thorough
  • Underwriting Control Frameworks (UCFs)
  • Underwriting governance
  • Syndicate Protocols and LOAs (Letters of Authority)

Reference: WJ-747_31001753

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