Securities Operations Associate / Security Pricing

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Wells Fargo is seeking a

Securities Operations Associate

to support the

Security Master Pricing

function within

Wealth & Investment Management Operations

as part of

Wholesale Operations

. The

Securities Operations Associate

will work across all Security Master initiatives; primary responsibilities will include validating and updating pricing securities on the BETA platform.
The

Security Master Pricing

department is accountable for security pricing on second largest file held at the firm – the Security Master file. The team responds to requests sent from the field and from various internal departments that include inquiries and validation. Adhere to established policies, procedures, controls, and risk management practices; address compliance and corporate governance matters and exercise judgment within defined parameters while developing knowledge of applicable functions, policies, procedures, and compliance requirements
Collaborate and consult with internal partners, colleagues, managers, and customers to provide consistent operational support, resolve issues, and achieve goals
Conduct and monitor daily securities production activities, including complex securities operations, applying extensive knowledge of systems and processes to ensure timely and accurate execution
Identify opportunities to improve operational processes and efficiency, and lead or participate in projects to implement new or revised processes and procedures across operations teams
Perform operational tasks for complex securities and support trade lifecycle activities, applying extensive knowledge of systems and judgment within defined parameters to review time-sensitive documents and transaction requests and ensure accurate execution
Provide mentorship, technical guidance, and training to less experienced staff
6+ months of securities operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Experience with securities transaction processing, trade support, settlement, reconciliation, account servicing, and asset movement activities
Experience supporting securities, brokerage, wealth management, or related financial services operations
Ability to manage multiple priorities in a high-volume environment while maintaining accuracy, quality, attention to detail, and service standards
Customer service and collaboration skills, with the ability to support customer transactions and partner effectively with internal and external stakeholders
Knowledge of client onboarding, cash and funding operations, custodial operations, securities settlement, structured loan operations, or general ledger reconciliation
Knowledge of operational risk, controls, regulatory requirements, and compliance standards applicable to financial services operations
Intermediate Microsoft Office skills

~ Experience using securities processing systems, brokerage platforms, or related tools to support transaction processing, reporting, and reconciliation activities such as: BETA

Adhere to standards outlined with written policy as well as applicable State and Federal regulations

~ Relocation assistance is not available for this position

~ Willingness to work on-site at stated location on the job opening

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Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
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