Accounting & Finance

Senior Compliance Manager - Wealth & Regulatory Programs

BMO U.S

Toronto · Ontario · Canada

BMO U.S. Wealth seeks a Regulatory Compliance Specialist to advise on regulatory requirements and to lead the Enterprise Compliance Program across Wealth businesses.

You will interpret rules, map controls, and partner with 2nd Line Compliance and Legal to ensure 1st Line programs meet evolving demands. Responsibilities include regulatory risk assessments, policy development, training delivery, and issue management across enterprise initiatives, with collaboration across Trust Canada, Platinum

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Reference: WJ-4703_8708934

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