Senior Risk Specialist
KeyBank
Lead the oversight and management of Regulatory Exam activities for the Regulatory Relations Team. Work under the leadership of the Regulatory Liaison to ensure elements of the Regulatory Exam Management Program are implemented and executed across the enterprise.
Actively oversees and executes all aspects of regulatory exams for Key including: providing consultation and guidance to leadership and LOBs in preparation for regulatory exams; interfacing with external regulatory examiners; Interacts with regulatory examiners from various governmental agencies with some level of influence.
Manages information requests from various governmental agencies including: determining strategy for response, compiling and challenging content, determining format, and ensuring timely delivery following established protocols.
Performs a variety of quality assurance functions over processes and documentation related to regulatory meeting set up and materials, regulatory report distribution and regulatory exams.
Manages regulatory distribution of information, including risk governance materials. Provides direction to committee chairs, secretaries and report owners on content, format and protocols for distribution.
Perform RCSA control testing for Regulatory Relations Team
Identifies process improvement opportunities.
Maintains strict deadlines and ensures compliance with these deadlines within the department and across Key.
Microsoft Office, including Excel, PowerPoint, Word, Teams, Outlook
· 8+ years of financial services experience
· Regulatory experience
· Risk Management or audit experience
· MBA
General Office - Prolonged sitting, ability to communicate face to face in person or on the phone with teammates and clients, frequent use of PC/laptop, occasional lifting/pushing/pulling of backpacks, computer bags up to 10 lbs.
Travel
Occasional travel to include overnight stay.
Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.
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Reference: WJ-4487_22594483